On December 14, 2022, the Securities and Exchange Commission (the “Commission”) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the “Exchange Act”), …

May 24, 2024 · FindLaw.com discusses Section 10 (b) and Rule 10b-5, one of the most important rules targeting securities fraud, and also explains getting legal help.

Aug 14, 2025 · To build a framework to understand share repurchase alternatives, first let’s examine how Rule 10b-18 and Rule 10b5-1 operate. Next, let’s examine how OMR, ASR and …

Jun 26, 2025 · Rule 10b-5, Rule 10b5-1, and Rule 10b5-2 are essential securities regulations aimed at preventing fraudulent activities within the financial markets. These rules primarily …

Oct 31, 2025 · Discover how Rule 10b-5 combats securities fraud, outlines insider trading regulations, and introduces recent compliance updates for financial professionals.

While not explicit in the language, courts have interpreted Rule 10b-5 to create a private civil cause of action and additionally allow the SEC to bring criminal enforcement actions.

Jan 12, 2024 · We'll cover the basics of what 10b5-1 plans are, who can use them, why they were created, and some features and considerations to think about before enrolling in a 10b5-1 plan.

A 10b5-1 trading plan is a prearranged plan, designed in accordance with Rule 10b5-1 of the Securities Exchange Act (Exchange Act), used by individuals who may have access to …

The US Supreme Court has ruled that a “pure omission” under Item 303 of Securities and Exchange Commission Regulation S–K cannot give rise to a private action for securities fraud …

Section 10 (b) of the Securities Exchange Act and Rule 10b-5 represent cornerstone provisions in U.S. securities regulation, establishing essential safeguards against securities fraud and …