Questions this season reflect confusion about 1099 income, new OBBBA deductions and retirement considerations, according to data from online expert platform JustAnswer.

At the T3 Conference, leaders discussed how showcasing the value of the new tools can help advisors connect with clients.

A FINRA arbitration panel ordered Eileen Cure to pay back recruiting-loan debt and more after she was let over a "no Blacks" order she sent to her staff.

Nearly half of advisors polled said they use the AI tools in their practice. But the experts behind the survey estimated that the number is already much higher.

Such protracted legal disputes show why finding the right M&A partner or new firm destination on the recruiting trail involves so much more than securing the biggest check, accord ...

Journey Strategic Wealth President Penny Phillips said advisors who broke off from wirehouses and large brokerages are now returning to big firms. The winners will be partners who can welcome them ...

Since President Trump took office in his second term, the expert panel advising the Department of Labor on ERISA matters has stopped meeting, and officials have not explained why.

For two decades, wealth management has viewed the growth of the RIA channel through the prism of culture. Financial service professionals, after all, began leaving big banks and brokerages for the ...

Analysts warn AI agents could automatically move clients' uninvested cash into money markets and other high-yielding ...

In a sternly written footnote, federal Judge Steven Merryday said the SEC's refusal to release information on its penalty calculations appears to "countenance duplicity, gamesmanship, neglect, ...

The 13-person Stonegate Investment Group is joining NewEdge's Pillar Channel, which is for advisors who want to work as direct employees.

The pilot program for the new Trump accounts will deposit $1,000 into the accounts of children born between 2025 and 2028.